واکاوی عنصر غفلت در پرتو شبه‌جرم غفلت؛ با تاکید بر حقوق کامن‌لا

نوع مقاله : مقاله پژوهشی

نویسندگان

1 استاد دانشکده حقوق دانشگاه شهید بهشتی

2 دانشجوی دکتری، دانشکده حقوق، دانشگاه شهید بهشتی، تهران، ایران نویسنده مسئول :s_parhizkary@sbu.ac.ir

چکیده

شبه‌جرم به‌عنوان یکی از انواع مسئولیت‌ها در حقوق کامن‌لا، که مشخصاً نه در حوزه حقوق کیفری و نه حقوق مبتنی بر قرارداد، بلکه در مرزی میان این دو زیست می‌کند، شناخته شده است. شبه‌جرم شامل مجموعه قواعدی است که با هدف جبرانِ آسیب‌های ناشی از اقداماتِ زیان‌بار اشخاص، بر آن است تا بسته به ‌نوعِ حق تضییع‌شده، ضمانت‌اجرایی بازدارنده ارائه دهد. دراین میان، شبه‌جرم غفلت به‌عنوان یکی از انواع شاخه‌های شبه‌جرم، کاربرد و رواج بیشتری یافته است. تکیه اصلی این شبه‌جرم، همان‌گونه که از نام آن پیداست، بر عنصر غفلت بنا شده و تنها ضمانت‌اجرای آن، جبرانِ خسارتِ آسیبی است‌ که درنتیجه اعمال غفلت‌انگیز دیگران حادث می‌شود. امروزه بسیاری از حوادث، به‌سبب اهمال و غفلت مرتکب نسبت‌به پیامدهای عمل و عدم پیش‌بینی شرایطی است که می‌تواند منجر به سرانجام ناگوار و نتایج جبران‌ناپذیری گردد. درواقع، همه جرایم به‌طور عمدی رخ نمی‌دهند، بلکه گاه شخص مرتکب عملی می‌شود که به‌سبب وجود عناصر دیگر عمل او قابل سرزنش است. در اینجا نیز اگرچه مرتکب غفلت، عنصر روانی لازم برای ارتکاب جرم را ندارد، با عدول از استانداردهای رفتاری یک انسان متعارف، حقوق دیگران را نقض می‌کند و چه‌بسا ظرفیت و ریسک تبدیل به یک بزهکار در آینده‌ای نزدیک را خواهد داشت. لذا غفلت، گامی ابتدایی است که می‌تواند بستر بی‌احتیاطی‌های آینده را فراهم ‌کند؛ به‌ویژه زمانی که فعالیت‌های ناشی از غفلت، به‌طور آشکار ریسک آسیب و ضرر آینده را درپی داشته باشد و تهدیدی علیه حیات و سلامت افراد تلقی شود. در چنین شرایطی تحول در مفهوم عنصر روانی جرم و درنتیجه تغییر در نوع مسئولیت و گذر از ضمانت‌اجرای جبران ‌خسارت به یک ضمانت‌اجرای شدیدتر از نوع کیفر، در پیشگیری از اعمال غفلت‌انگیز و پیشبرد رفاه اجتماعی موثرتر خواهد بود؛ امری‌که مستلزم توجیه غفلت به‌عنوان عنصر روانی کافی برای ارتکاب جرم است. این نوشتار با روشی توصیفی و تحلیلی، امکان تبدیل غفلت به ‌عنصر روانی جرم را بررسی می‌کند و با توسل به رویکردهایی مانند رویکرد ایجاد ریسک، رویکرد ردیابی و سایر عوامل مرتبط، امکانِ مسئولیت کیفری را باوجود شرایطی برای مرتکب غفلت توجیه می‌نماید. در این راستا، دستاورد این پژوهش، لزوم اتخاذ سیاست افتراقی در برخورد با عنصر غفلت و ارائه معیارهایی است که این تمایز را توجیه‌پذیر نماید.

تازه های تحقیق

  • با اولویت یافتن امنیت حیات و سلامت افراد در برابر اقدامات غفلت‌آمیز، سیاستگذاران واکنش‌های شدیدتری نسبت به غفلت را اتخاذ نموده‌اند تا صرف ایجاد ریسک را مبنا و جایگزینی به‌جای عنصر روانی جرم تلقی کنند.
  • ایجاد یک رویکرد افتراقی که میان ریسک فعالیت و میزان غفلت از یک سو و تأمین امنیت و فراهم ساختن عدالت برای آسیب‌پذیران بالقوه ازسوی دیگر، نسبتی متوازن و متعادل ایجاد نماید، بسیار بااهمیت است.
  • عدالت و نفع همگانی واکنش‌های شدیدتر از جنس کیفر را به‌ویژه برای حوزه‌های عمومی، که نقض احتمالی وظیفه مراقبتی و غفلت آنها می‌تواند تهدیدی بزرگ علیه منفعت جامعه و عدالت تلقی شود، ایجاب می‌کند.

کلیدواژه‌ها

موضوعات


عنوان مقاله [English]

Analyzing the Element of Negligence in the Context of the Tort of Negligence; Emphasizing on Common Law

نویسندگان [English]

  • Nasrin Mehra 1
  • Somaye Parhizkary 2
1 Professor of Law, Faculty of Law, Shahid Beheshti University, Tehran, Iran
2 2. PhD Candidate, Faculty of Law, Shahid Beheshti University, Tehran, Iran Corresponding Author Email: s_parhizkary@sbu.ac.ir
چکیده [English]

Introduction
Tort is recognized as a type of liability in Common Law, which specifically exists not within the realm of criminal law nor contract-based law, but in a boundary between the two. As an independent legal branch in Common Law, tort primarily focuses on the breach of a duty of care and the subsequent compensation for damages to private individuals. Unlike contractual law, in tort, there is no pre-determined obligation that binds individuals to perform specific duties; rather, the core of tort emphasizes how individuals should behave towards one another. In contrast, tort is fundamentally different from criminal law as well. A tort is neither sufficiently reprehensible nor a violation of norms to warrant a criminal response, nor does it typically provide the requisite mental element for a crime. In criminal law, we deal with the violation of norms and values respected by the community, which the public prosecutor is responsible for pursuing. In contrast, tort involves the breach of a general duty imposed by law upon citizens to frame the standard of careful conduct, situated at a level lower than the values protected by criminal law. Thus, tort is a completely unique institution, distinct from other legal institutions. It comprises a set of rules aimed at compensating for harms resulting from individuals' injurious actions, seeking to provide a deterrent sanction depending on the type of right infringed. Among these, the tort of negligence, as one of its branches, has gained wider application and prevalence. The main foundation of this tort, as its name implies, is built upon the element of negligence, and its sole sanction is compensation for the damage resulting from the negligent acts of others. Nowadays, many incidents occur due to the perpetrator's oversight and failure to consider the consequences of their actions and their failure to foresee circumstances that could lead to dire outcomes and irreparable results. Indeed, not all wrongful acts occur intentionally; sometimes a person commits an act that is blameworthy due to the presence of other elements. Here, although the negligent perpetrator lacks the requisite mental element for committing a crime, by deviating from the behavioral standards of a reasonable person, they have violated the rights of others and may very well possess the potential and risk of becoming an offender in the near future. Therefore, negligence is an initial step that can pave the way for future recklessness, especially when activities arising from negligence openly carry the risk of future harm and loss and are considered a threat to individuals' lives and health. In such circumstances, an evolution in the concept of the mental element of crime, consequently changing the type of liability and transitioning from a compensatory sanction to a more severe punitive sanction, would be more effective in preventing negligent acts and promoting social welfare—a matter that necessitates justifying negligence as a sufficient mental element for committing a crime.
Methods
This research employs a descriptive-analytical method, relying on library sources and conducting a comparative study particularly within the legal systems of England to examine the possibility of transforming "negligence" into a mental element within the structure of crime.
Results and Discussions
This research seeks to justify the possibility of criminal liability for a negligent perpetrator under specific conditions by resorting to approaches such as the risk creation approach, the tracing approach, and other related factors. In today's world, risk is accepted as a factor that justifies the imposition of liability and encompasses a wide range of different approaches. In other words, although knowledge is an inherent characteristic of criminal responsibility, and imposing criminal liability on a negligent agent distances us from the fundamental principles of criminal liability, such as the presumption of innocence, those who propose the idea of potential awareness believe that the mere failure to notice the existence of an "unjustifiable risk" itself indicates a blameworthy and serious practical indifference to the interests that the perpetrator's action actually threatens. Indeed, what makes the negligent agent blameworthy is their apparent indifference to the lives and property of others. This theory is further reinforced by the "Tracing Approach." According to this approach, the criminal liability of the accused in cases of negligence lies in their prior criminal acts. Abstractly, the tracing approach posits that fault arising from negligence must be identified by tracing it back to the accused's prior acts or omissions that caused their unawareness of the relevant danger and risk. In fact, negligence should be understood within a broader framework based on the general principle of "prior fault." Prior fault occurs when a person can be held criminally responsible for a subsequent act resulting from their prior criminal behavior.The key point in justifying criminal liability for negligence is tracing the person's carelessness and inadvertent mental state to prove their prior fault, which at a minimum stems from recklessness (the lowest level of criminal liability).
Conclusion
The influence of modern advancements and innovations on today's society creates a cycle of risks whose failure to be anticipated and, consequently, prevented, can lead to harmful outcomes. Many of the adverse factors humanity currently faces stem from negligence, which allows individuals to evade criminal liability. The sphere of influence of negligence is ongoing, not only in private domains and interpersonal relationships but also in public spheres and areas fundamentally connected to people's lives and property. To this end, establishing criteria for creating a differentiated approach is essential. This means that by considering a standard such as the safeguarding of human life and health, in instances where negligent acts could lead to the loss of these values, a more severe response is warranted, and mere negligence can be considered a basis for imposing criminal liability. Similarly, considerations such as the necessity of environmental preservation can serve as grounds for deviating from the current traditional system. Thus, establishing a differentiated approach that creates a balanced and proportionate relationship between the risk of an activity and the degree of negligence on one hand, and ensuring security and justice for potential victims on the other, is highly significant. Factors such as controlling dangerous activities, risk management, blameworthiness, and holding corporations accountable must be analyzed in light of the scale of activity, profitability, societal benefit, and the advancement of justice to justify a differential treatment of negligence

کلیدواژه‌ها [English]

  • Tort of Negligence
  • Carelessness
  • Risk
  • Differential Approach
  • Common Law
  1. کتاب

    1. طاهری نسب، یزدالله، رابطه علیت در حقوق کیفری ایران و انگلستان، تهران: دادگستر، چاپ نخست، 1389.
    2. فلچر، جورج پی، مفاهیم بنیادین حقوق کیفری، ترجمه سید مهدی سیدزاده ثانی، مشهد: دانشگاه علوم اسلامی رضوی، چاپ نخست، 1384.
    3. کلارکسون، سی. ام. وی، تحلیل مبانی حقوق جزا، ترجمه حسین میرمحمد صادقی، تهران: جهاد دانشگاهی شهید بهشتی، چاپ دوم، 1384.
    4. الیوت، کاترین و کویین فرانسیس، حقوق شبه جرم، ترجمه جمعی از پژوهشگران علوم کیفری، ویرایش علمی و ادبی: نسرین مهرا، تهران: میزان، چاپ نخست، 1400.

    مقاله

    1. جانی‌پور اسگلکی، مجتبی و مجتبی وهابی توچایی، «ضابطه تشخیص بی‌احتیاطی در تحقق مسئولیت کیفری»، نشریه فقه و حقوق اسلامی، دوره 3، شماره 4، 1390، صص79-116.
    2. شاملو، باقر، «بازخوانی سیاست جنایی پیشگیرانه در پرتو پاندمی کووید 19 و تئوری آشوب»، فصلنامه تحقیقات حقوقی، دوره 23، ویژه­نامه حقوق و کرونا، 1399، صص111-142. Doi: 22034/JLR.2020.185110.1655
    3. گرایلی، محمدباقر، «عنصر خطای جزایی در حقوق کیفری ایران و کامن‌لا»، مجله آموزه‌های حقوق کیفری، دوره 9، شماره 3، 1391، صص177-202.
    4. مهدوی ثابت، محمدعلی، هوشنگ شام­بیاتی و شهرام محمدزاده، «رویکرد نظام کیفری ایران و انگلیس به رفتارهای ناشی از بی‌احتیاطی و بی‌پروایی»، فصلنامه دیدگاه‌های حقوق قضایی، دوره 26، شماره 95، پاییز 1400، صص21-40.
    5. مهرا، نسرین، «تعیین مشخصه‌های جرم بر تعیین مجازات»، فصلنامه تحقیقات حقوقی، دوره 22، شماره 88، 1398، صص63-84.
    6. میرخلیلی، سید محمود و ابوذر سالاری‌فر، «بازنگری رکن روانی جرم در جرائم زیستی و نگاه اسلام به آن»، فصلنامه پژوهش‌های اعتقادی کلامی، دوره 27، شماره 28، 1396، صص161-182.

    References

    Books

    1. Ashworth, A. Principles of criminal law, Oxford University Press, Second Edition, 1992.
    2. Atiyah, Patrick S. The Rise and Fall of Freedom of Contract, Clarendon Press, 1979.
    3. Clarkson, C. M. V. Understanding Criminal Law, Translated by: Hossein Mir-Mohammad Sadeghi, Tehran: Shahid Beheshti University Jahad, Second Edition, 2005. (in Persian)
    4. Conaghan, Joanne and Wade Mansell. The Wrongs of Tort (law and Social Theory), Pluto Press, Second Edition, 1999.
    5. Duff, R. A. Intention, Agency and Criminal Liability: Philosophy of Action and the Criminal Law, Oxford: Basil Blackwell, 1990.
    6. Dyson, Matthew and Steel Sandy, Risk and English Tort Law, In: Dyson, Matthew(ed.), Regulating Risk through Private Law, Intersentia, 2018.
    7. Elliott, Catherin and Frances Quinin, Criminal Law, London: Longman, Forth Edition, 2002.
    8. Elliott, Catherine, and Frances Quinn, Tort Law,Translated by: A group of Researchers of Criminal Sciences, Scientific and Literary Edited by: Nasrin Mehra, Tehran: Mizan, First Edition, 2021. (in Persian)
    9. Finkelstein, C. Involuntary Crimes, Voluntarily Committed, In: Stephen, Shute and Andrew Simester (eds.), Criminal Law Theory: Doctrines of the General Part, Oxford University Press, 2002.
    10. Fletcher, George P, Basic Concepts of Criminal Law, Translated by: Sayyed Mahdi Sayyedzadeh Sani, Mashhad: Razavi University of Islamic Sciences, First Edition, 2005. (in Persian)
    11. Frezza, Giampaolo and Francesco. Achille Loria (1857–1943), In: Jurgen, Backhaus (ed.), The Elgar companion to law and economics, Edward Elgar Publishing, Second Edition, 2005.
    12. Heaton, R. Criminal Law, Oxford University Press, Second Edition, 2006.
    13. Horsey, Kirsty and Erika Rackley. Introduction to the Tort of Negligence, Tort Law (8th edn), Oxford Law Trove, 2023.
    14. Lafave, Wayne R. and Jr. Scott, Austin. Substantive Criminal law, Minnesota: West Publishing, 1986.
    15. Lawrence M. Friedman. A History of American Law, Simon and Schuster, Third Edition, 2005.
    16. Morton, H. The Transformation of American Law, 1780–1860, Harvard University Press, 1977.
    17. Shavell, S. Foundations of Economic Analysis of Law, Cambridge: Harvard University Press, 2004.
    18. Shavell, S. Economic Analysis of Accident Law, Cambridge: Harvard University Press, First edition, 1987.
    19. Simester, A. P. Appraising Strict Liability, Oxford University Press, First edition, 2005.
    20. Taheri Nasab, Yazdollah, Causation in Iranian and English Criminal Law, Tehran: Dadgostar First Edition, 2010. (in Persian)
    21. Talley, E. L. Law, Economics, and the Burden(s) of Proof. In: J. H. Arlen (ed.), Research Handbook on the Economic Analysis of Tort Law, Edward Elgar Publishing, 2013.
    22. Wilson, William. Criminal Law, Pearson Education Limited, First Edition, 1998.

    Articles

    1. Boufous, S. et al. “It Is Time to Consider a Presumed Liability Law That Protects Cyclists and Other Vulnerable Road Users”, Journal of the Australasian College of Road Safety, Volume 28, Issue 4, 2017.
    2. Cane, P. “Liability for Defective Products”, Law Commission(Law Com No 82, 1977) [23], [37]–[38] The Anatomy of Tort Law, Hart Publishing, 1997.
    3. Chan, Winnie and A. P. Simester. “Four Functions of Mens Rea”, The Cambridge Law Journal, Volume 70, Issue 2, 2011, PP. 381-396. Doi: https://doi.org/10.1017/S0008197311000547/
    4. Duff, A. “Two Models of Criminal Faul”, Criminal Law and Philosophy, Volume 13, 2019. http://dx.doi.org/10.2139/ssrn.3420148/
    5. Gerayeli, Mohammad Bagher, “The Element of Criminal Fault in Iranian Criminal Law and Common Law”,  Criminal Law Doctorines, Volume 9, Issue 3, 2012, PP 177-202. (in Persian)
    6. Giuseppe Dari, M. “On The Definitions Of Care And Activity Level And The Choice Of Liability Rules”, Economic Institute, Utrecht University, 2001.
    7. Greenberg, A. “Awareness and the Recklessness/Negligence Distinction”, Criminal Law and Philosophy, Volume 18, 2024, PP. 351–367. https://doi.org/10.1007/s11572-023-09687-3/
    8. Greenberg, A. “Why Criminal Responsibility For Negligence Cannot Be Indirect”, Cambridge Law Journal, Volume 80, Issue 3, 2021, 489–514. Doi:https://doi.org/10.1017/S0008197321000659/
    9. Guerra A. Luppi, B· Parisi, Francesco. “Do Presumptions of Negligence Incentivize Optimal Precautions?”, European Journal of Law and Economics, Volume 54, 2022, PP: 349–368. http://dx.doi.org/10.2139/ssrn.3334448/
    10. Janipour Asglaki, Mojtaba and Mojtaba Vahabi Tochaei, “The Test of Carelessness Distinction in Establishment Criminal Liability”,  Islamic Jurisprudence and Law Research Journal, Volume 2, Issue 4, 2012, PP. 79-116. (in Persian)
    11. Karapanou, Vaia. “Strict Liability Versus Negligence”, Department of Economics, Athens University of Economics and Business, 2022.
    12. Kenneth, W. S. “Rethinking Mental States”, Boston University Law Review, 1992.
    13. Mahdavi Sabet, Mohammad Ali, Hooshang Sham-Bayati and Shahram Mohammad-Zadeh, “Iran and England Criminal System’s Approach to Conducts Caused by Negligence and Recklessness”, The Quarterly Jornal of Judicial Law Views, Volume 26, Issue 95, 2021, PP 21-40. (in Persian)
    14. Mehra, Nasrin, “The Effect of Crime Characteristics on Sentencing”,  Legal Research Quarterly, Volume 22, Issue 88, 2019, PP 63-84. (in Persian)
    15. Mirkhalili, Sayyed Mahmoud and Abouzar Salari Far, “A Review of the Mental Element of Crime in Biological Offenses and Islam's Perspective on It”,  Quarterly Journal of Theological Doctrinal Research, Volume 7, Issue 28, 2017, PP 161-182. (in Persian)
    16. Ripstein, A. Theories of the Common Law of Torts, The Stanford Encyclopedia of Philosophy (Summer 2022 Edition), Available at: https://plato.stanford.edu/archives/sum2022/entries/tort-theories/
    17. Shamloo, Bagher, “Preventive Criminal Policy Review in the Light of Epidemic Covid - 19 and Chaos Theory”, Legal Research Quarterly, Volume 23, Special Issue on Law and COVID-19, 2020, PP 111-142. Doi: 10.22034/JLR.2020.185110.1655. (in Persian)
    18. Weldon, Evelyn. “Crime and the Industrial Revolution”, Spring Showcase for Research and Creative Inquiry, Volume 80, 2021.